Confidential Reporting and Internal Investigation .. 2... . ee ee ee BT Continuous Improvement: Periodic Testing and Review .... 2... 2.0... ee ee ee BT Mergers and Acquisitions: Pre-Acquisition Due Diligence and Post-Acquisition Integration. ............... 62 Other Guidance on Compliance and International Best Practices ...........0.00.0 0000 eee eee es 63 Chapter 6: FCPA PENALTIES, SANCTIONS, AND REMEDIES ............... 68 What Are the Potential Consequences for Violations of the FCPA? ...............--.02++20+-.. 68 Crimifval Penaltiés: » os cs Gem E EEE MEE ES Ee EERE EME Ewe ee ee eee ew Ewe ws OB U.S, Sentencing Guidelines.» : 2 sei ei ew eM Ewe PREM ERE EMER w Eke ee we we we es @ OB Gil Penalties: a:ass 3 #2 @i HiME MT RSH EME HES ES REM EM OREM tH ewe Hes es osm eee as @ OY Collateral Consequences... 2... OF Debarment. ©. 6 ee eee ee ee AO Cross-Debarment by Multilateral Development Banks... 2... 2 ee ee ee ee ZO Loss of Export Privileges... 2. ee ee eee AI When Is a Compliance Monitor or Independent Consultant Appropriate? ..................+....71 Chapter 7: RESOLUTIONS. . 2. 2 2. 2 ee ee ee ee ee 4 What Are the Different Types of Resolutions with DOJ?. 2... ....000..0 2.000000 eee eee 74 Criminal Complaints, Informations, and Indictments... 2... 2... ee ee ee ee 4 PleaAgreements. . 6... ee eee ee ee 74 Deferred Prosecution Agreements . 2... ee ee ee ee 4 Non-Prosecution Agreements. . 6 6. 2 ee ee ee ID Declinations «= 23 #3 #8 Ew EEE Eww we ee Ew Ew Ew Ewe we we wee ee ewe wee ewe w TS What Are the Different Types of Resolutions with SEC? .. 2.0... 0.2 1B Civil Injunctive Actions and Remedies... 2... ee ee VB Civil Administrative Actions and Remedies. 2... ee ee ee 16 Deferred Prosecution Agreements .. 2... ee ee ee ee 6 Non-Prosecution Agreements. ©. 6 6 6. ee ee ee AT Termination Letters and Declinations . 2... ee ee AT What Are Some Examples of Past Declinations by DOJ and SEC?........2...2.2...0.0 0000000022277 Chapter 8: WHISTLEBLOWER PROVISIONS A