NEW YORK, NY WASHINGTON, DC BOSTON, MA 10 Rockefeller Plaza 900 17th Street NW 99 High Street, 17th Floor New York, NY 10020 Washington, DC 20006 Boston, MA 02110 T. 212-549-5100 T. 202-719-3000 T. 617-375-3300 ROCKEFELLER TRUST THE ROCKEFELLER TRUST COMPANY, N.A. COMPANY (DELAWARE) 10 Rockefeller Plaza 1201 N. Market Street, Suite 1401 New York, NY 10020 Wilmington, DE 19801 T. 212-549-5100 T. 302-498-6000 u http://www.bankofengland.co.uk/publications/Documents/speeches/2015/speech865.pdf 2 http://www.oecd.org/corporate/ca/corporategovernanceprinciples/43056196.pdf 3 https://www.fre.org.uk/Our-Work/Publications/Corporate-Governance/UK- Stewardship-Code-September-2012 pdf a https://www.fre.org.uk/Our-Work/Codes-Standards/Corporate-governance/UK-Stewardship-Code.aspx S http://www.goldmansachs.com/who-we-are/business-standards/committee-report/business-standards-committee-report.html 6 https://www.morganstanley.com/about-us-2015ams/pdf/2015_Proxy_Solicitation_Presentation.pdf Y https://www.jpmorganchase.com/corporate/investor-relations/document/How_We_Do_Business.pdf 8 http://about.bankofamerica.com/assets/pdf/Bank-of-America~2015-Business-Standards- Report.pdf These materials are provided for informational purposes only and are not intended, and should not be construed as investment advice. The views expressed are as of a particular point in time and are subject to change without notice. Certain examples are intended to demonstrate aspects of Rockefeller & Co.’s engagement process with companies. Rockefeller & Co. may take different approaches with other companies and there is no guarantee that any engagement effort will be successful. Certain information contained in these materials may constitute “forward-looking statements” and/or may be obtained from, or based on, third party sources that Rockefeller & Co., Inc. believes to be reliable. No representations or warranties are made as to the accuracy or completeness of such statements, and actual events or results ma