Cooper, Leslie N From: AWM Dodd Frank Documentation Team Sent: Monday, July 15, 2013 7:56 AM To: Account Opening Maintenance Cc: AWM Dodd Frank Documentation Team Subject: SOUTHERN TRUST COMPANY, INC - W97565001 Attachments: 0239150 AOG Docs-pdf.zip Hi Team, You had previously executed the above does for acct #W89640002. They have opened a new account under the same SPN that they will be doing all of their derivatives activity out of. Can you please move these does to acct #W97565001 after you have reviewed suitability for the new account? Thanks, Mike Gregors Derivatives Support J.P. Morgan Private Bank 500 Stanton Christiana Rd. Newark, DE 19713 302-634-5205 1 3.P. Morgan Derivatives Account Application and Agreement: Swaps and Other Contracts IPMorgan A, Agreement 1. The client acknowledges and agrees that in order to enter into swaps (without regard to underlier), equity index derivatives, commodity derivatives, and foreign exchange transactions (other than forward and spot transactions) (colleclevery, "Derivatives"), an account ("Derivatives Account") will be opened and linked to the client's existing brokerage account. The Dodd -Frank Wall Street Reform and Consumer Protection Act (the 'Dodd -Frank Act") requires certain Derivatives to be cleared. The Derivatives Account will be governed by (a) to the extent that the client enters into cleared Derivatives, the 3PM August 2012 Bilateral DF Agreement, the FTA- ISDA Cleared Derivatives Execution Agreement, the Client Agreement, the Cleared Derivatives Transaction Addendum, and any applicable schedules (the foregoing agreements shall be referred to collectively as the "Cleared Trades Agreement"), and (b) to the extent that the client enters into uncleared Derivatives, the 3PM August 2012 Bilateral DF Agreement and agreements promulgated by the International Swaps and Derivatives Association, 'nee as supplemented, modified and amended by the applicable Derivatives counterpar