Is this entity a Private Equity Fund (Venture Capital Fund or Leveraged Buyout)? No Is this a Hedge Fund? (Pooled Investment vehicles rotten partnerships) that primarily invest financial capital of third party investors in enterprises that are too risky for the standard capital markets or bank loans.) No Is this a Cash Intensive business? (Ca sh•intensive businesses/entities exist In various Industry sectors and Include, but are not limited to convenience stores, grocery stores, restaurants, bars, retail stores. liquor stores, cigarette distributors, privately owned ATMs. vending machine operators and parking garage operators.) No Is this entity any of the following business types? as None of the above Is the Entity a Personal Holding Company (PHC) or Personal Investment Company (PIC) located in an offshore Jurisdiction? No Business Case Please specify why you are comfortable with this client given the Identified risk factor(s). Your answer is your "business case" and should detail all mitigating factors. 1Ne are in the process of exiting the client from the rum - senor mann is aware and has communimied as such to the client . accounts are in transition now. Provide client history/detail. including when the relationship was established. how It came to be in PB/PWM, clients association with other JPM LOBS. etc. We are in the process of exiting the Brent from the firm. Client known to whom (JPMorgan employees). how well, and how long: VVe aro in the process of exiting the colationship from the firm. Overall PB/PWM relationship size and type of accounts: We are in the process of exiling the client from the fine: Is this a shared client, what other LOB has a relationship with the client? Provide relationship manager name (if known), client of other LOB since (date), and relationship size? No • we are in the process of exiting the client from the firm. When was the last time you met the client? What was the reason for the meeting?