11 Form of government issued None identification obtained for the files Source Of Wealth / Financial Information Details Source Of Wealth -Identify the Clients Source of Wealth from folloM • het of o • lions Other Introduction Non Individual Entity Type Limited liability Company - For Profit For Profit? Yes Locations Served? Domestic Are beneficial ownersrprincipal shareholders associated with this business? Yes Who owns this entity? Individual Please Provide ownership details Jeffrey Epstein is the solo owner. Ownership Is not equal to 100%? No Are there any authorized signers or any other individuals with authority over the entity? Yes What independent background check, in addition to the Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. (at least 1 must be selected) JPMC Network JPMC Network Date 08/0802013 JPMC Network Comments This is a 3 year review. Jeffrey Epstein is a long standing came of the PB and Justin Nelson. Politically Exposed Person Are any of the beneficial owners/authorized signers or other individuals with authority over this entity a CIA rent or former Senior United States or Non-USA Political Official I also known as a Politically Exposed Person (PEP)or related to one? No • .Source of Wealth/Financial Information Client Categorygor SOW) For Profit Source of Wealth- identify the clients source of wealth from the following list of options Employment What is the client's current position? (Include any former positions If significant to source of wealth) Jeffrey Epstein (SSN DC13: 01120/1953 US Citizen) is an existing client of Plil. Ho is an ac-free brokerage client across asset classes cunently covered by the Fillifs GO desk. Jeffrey Epstein has been an investment advisor for numerous high net worth cbonis and also a poisonal investor. Jeffrey is very accessible and well known to