Has this been identified as Red Dot RTC? Negative Information Found No Yes Banker Attestation Details As the client sponsor. I understand that 13m primarily responsible for protecting the firm's Yes reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from a legal/regulatory standpoint. Please state your rationale for conducting business with this client Please respond to any issue(s) identified in the GUI grid that either needs further review, Reviewed or red dot which is not already covered in a Business Case within this KYC Comments Existing cotationhsip Primary Information Client Type Client Status Confidential Name? Legal Business Name Country of Primary Domicile Primary Country of Assets Country of Organization Industry Code (NAIC) Client Legal Entity Type Date of Incorporation/Situs (Date of Trust) Documentary Evidence What is the nature/purpose of this entity? High Risk Jurisdiction Non Individual Client No ELLMAX Insider Code (Reg. O) UNITED STATES Primary Domicile State UNITED STATES WebSite UNITED STATES Organization State ADMIN di GENERAL MGT CONSULTING Secondary Industry Code (NAIC) SERVICES (541611( Limited Liabilily Company Client Category 1116,2010 LLC - Stale Certificate The natureipurpose of the entity is consulting - Is the entity a Personal Holding Company poronnel recruitment (PHC) or Personal Investment Company (PIC) located in an offshore jurisdiction? No Front Office Restricted? Active Indicator Nome! Yes Flonda Florida Profit No Address(es) Type Legal Notes Phone(s)IFax(s) Address 16 ISLAND City. State. Postal Code MIAMI. Flonda. AVENUE - 17D 33139 Country UNITED STATES Tools Map it Entered by BATCH Date of Update 08,23:2011 Preferred Yet: Tools Entered by Date of Update Preferred Verify "Do Not Calf List SYSTEM 08/2