I 0 ri I 0 so• it; • (3 = Shares l rl Class Shareholder f southern Investor Ref Stabs Type X Shares Value Dale ;Class A • Series N S Southern Financial. LLC 7" rarslet-In (Uncrystallized} 13.69864 5366,663.75, 3/3120131 ?Class A- Series N riot:them Financial. LLC Transfer-In (Uncrystal tear 16.1478] 6407,303.18 i 313112013j 1 Class A- Series N • Southern Financial. LLC A - ransfer-In (Uncrystallized)' 3.80044 5103.802.09 931/2013i i class A. Series N Southern Financial. LLC Trensfet-In (Uncrystallized): 221.8600t. 36.968210.15, 33120131 I Class A- Senes n Southern Financial. LW A • ienefer-In cunaystaiiir.ec l skirt i 5242.525.78 3/31/2013: ... ..............) Class A • Senn N Southern Financial. LLC Pored Transfer-In (Uncrystallized) • 114.17Tir. S: 010,071.86 3/31/9313' Class A- Sires N Southern Financial. LLC xl Posted re nsfer-In (Uncrystallized} 16,2347: $oss41 S4 : 3131/2013 . .ClesS Series N Southern Financie: _ Posted Transfer-In (Uncrystallized) 9.0560: 8243,471.14, 3/31/2013! Class A. "f-o• es Slut ern nanp!o . Pos:ed Transfer-In (Uncrystallized)'. 56.98507 $1.639250.17! sainoiii : „ , •E 1 _ !Transfer-In(Uncrystallized) ' 10.1749[ 5273.589.02! 3/31/2013! ass A Ser.es in ern F.nsnolai. LLC Transfer-In (Uncrystallized) 2.46594 571,681.901 331120131 Ass A- Series N rournern Financial, LW "'Amster-In (Uncrystallized) 9.19054 $247.334964 33120131 Class A • Series N Southern Financial. LLC T o s it o - tarsfer-In t Uncrystal earn: l 64.6991i 51,736.98642; 931/2013 Class A- Series N 4 Southern Financial. LW Transfer-In (Uncrystalized) 17.62754 5473,979.67i 131/2013i Class A- Series N Southern Financial. LLC 'transfer-In (Uncrystallized): 132.43561 53,661.014.60i 3/31/2013i John Lee Harmonic Fund Services Canada Inc. Brookfield Place, Bay Wellington Tower 181 Bay Street, Suite 3830 Toronto, ON M5J 2T3 www.harmonicfundservices.corn john.leeeharmon