JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 DARREN K. INDYKE IRA ROLLOVER ACCT. For the Period 9/1/10 to 9/30/10 Asset Account J.P. Morgan Team Paul Morris Jeffrey Matusow Janet Young William Doherty III Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Table of Contents Account Summary Holdings Cash and Short Term Portfolio Activity 4 5 Page 2 Client News J.P. Morgan Securities Inc. (JPMSI) Net Capital and Net Capital Requirements: At June 30, 2010, JPMSI's net capital of $7.5 billion exceeded the minimum regulatory net capital requirement of $500 million by $7.0 billion. At July 31, 2010, JPMSI's net capital of $8.2 billion exceeded the minimum regulatory net capital requirement of $500 million by $7.7 billion. The J.P. Morgan Securities Inc. June 30, 2010 unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co. Web site address: http://investor.shareholder.com/jpmorganchase/financialcondition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300. Please note that on September 1, 2010, JPMSI converted to a limited liability company and changed its name to J.P. Morgan Securities LLC. Page 1 of 8 EFTA01551780