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EFTA01532957

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For the Period 3/1/10 to 3/31/10 0000032412.00.0.20.00001.BELLE18.20100402 HARRY BELLER Client News C/O HBRK ASSOCIATES 301 E 66TH ST APT 1OF NEW YORK, NY 100656216 J.P. Morgan Securities Inc. (JPMSI) Net Capital and Net Capital Requirements: At December 31, 2009, Consolidated Summary Account Number Investment Account(s) FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value W23560001, 242006861 2 JPMSI's net capital of $7.4 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.9 billion. The J.P. Morgan Securiites Inc. December 31, 2009 audited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co. Web site address: http:/investor.shareholder.com/jpmorganchase/financialcondition.cfm Additionally, you may call the following toll free phone number to request a hard copy of the statement: 1-866-576-1300. Beginning Net Market Value 0.00 0.00 $0.00 Ending Net Market Value 75,092,422.71 0.00 $75,092,422.71 This consolidated summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSI"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMorgan Clearing Corporation ("JPMCC"), a wholly owned subsidiary of JPMSI. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory EFTA01532957

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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