CHISLAINE MAXWELL ACCT. For the Period 4/1/14 I Notes: - Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Market Value' Selection Method Cost Securities Transferred Out 4/2 Free Delivery HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 (100.000.000) (102,538.00) 2015 DTD 10/15/2010 TRANSFER TO UBS FINANCIAL 100.000 00 SERVICES INC. TRADE DATE 04/01/14 (ID: 40429X-Y8-6) 4/2 Free Delivery JPMORGAN CHASE 8 CO VAR RT PFD STK 04/30/2049 (150.000.000) (167,947.50) DTD 04/23/2008 TRANSFER TO UBS FINANCIAL 157.909 17 SERVICES INC. TRADE DATE 04/01/14 (ID: 46625WHA-1) 4/2 Free Delivery JPM CHASE CAPITAL XXIX 6.7% PFD TRANSFER TO UBS (2,500.000) (64,475.00) FINANCIAL SERVICES INC. TRADE DATE 04/01/14 62,500.00 (ID: 48125E-20-7) 4/2 Free Delivery MA ST MTH 8 EDUCTNL FACS AUTH REVENUE HARVARD (50,000.000) (52,519.50) UNIV 5% B JUL 15 2032 DID 08/03/2005 HELD BY 51,475.19 DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 Q 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 57586C-FW-0) 4/2 Free Delivery MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD (50,000.000) (54,802.50) 5% OCT 01 2028 DID 11/02/2006 HELD BY DTC BOOK 52,883.12 ENTRY ONLY PAR CALL 10/01/2016 ej 100 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 59455T-PF-3) 4/2 Free Delivery SPDR SSP 500 ETF TRUST TRANSFER TO UBS (1,495.000) (281,433.75) FINANCIAL SERVICES INC. TRADE DATE 04/01/14 250,407.85 (ID: 78462F-10-3) 4/2 Free Delivery SPDR GOLD TRUST TRANSFER TO UBS FINANCIAL (190.000) (23,444.10) SERVICES INC. TRADE DATE 04/01/14 31,931.40 (ID: 78463V-10-7) J.P.Morgan Page 9 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049504 SDNY_GM_00318702 EFTA015220