GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Price Quantity Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Value Original Cost Acaued Interest US Eked Income JPM MANAGED RESERVES FD - GBP-C-DIST 10,235.70 7.74 79,193.58 81,082.31 (1,888.73) ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND UCITS ETF 206.26 105.00 21,856.81 19,023.08 2,633.73 ISIN lE0OBOOFV011 SEOOL BOOFVOI 461278-91-3 EP HSBC FINANCE CORP 102.87 100,000.00 102,868.00 100,000.00 2,868.00 2,900.00 1.41 % MEDIUM TERM NOTE 2.9% OCT 15 2015 128.80 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP 99.41 50,000.00 49,704.50 45,394.50 4,310.00 237.55 0.71 % MEDIUM TERM FLOATING RATE NOTE 54.10 MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AM /A1 BANK OF AMERICA CORP 105.27 150,000.00 157,911.00 150,000.00 7,911.00 5,400.00 1.81 % MEDIUM TERM NOTE 2,490.00 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH 110.31 50,000.00 55,152.50 53,348.92 1,803.58 2,500.00 3.97% ST CLEAN WTR REVOLVING FD 5% 55,424.00 208.30 OCT 01 2026 DTD 11/02/2006 HELD BY OTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 MA /MA JP Morgan Page 12 of 31 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049275 SDNY_GM_00318473 EFTA01521840