GHISLAINE MAXWELL ACCT. For the Period 5/1/I I to 5131/11 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 4/28 Sale 5/3 High Cost SPRINT NEXTEL CORP @ 5.02 25,100.00 BROKERAGE 500.00 TAX &OR SEC .49 J.P. MORGAN SECURITIES LLC (ID: 852081-10-0) (5,000.000) 4.92 24,599.51 (23,850.00) 749.51 S' Trade Date Description Quantity Per Unit Amount Market Cad Settle Date Type Settled Securities Purchased 4/28 Purchase 5/3 PROSHARES ULTRASHORT S&P 500 019.87 19,870.00 BROKERAGE 50.00 J.P. MORGAN SECURITIES LLC (ID: 74347R-88-3) 1,000.000 19.92 (19,920.00) ' 513 Purchase 5/8 BARC CALLABLE PALLDIUM CP NT 05/14/12 LNKD TO PLDMLNPM 7.4% CPN, 20% MAX, 80% BARRIER 05/03/2011 al 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 08738K-J40) 20,000.000 100.00 (20,000.00) 5/20 Purchase 5/25 THE MOSIAC COMPANY NEW @ 85.00 J.P. MORGAN SECURITIES LLC (ID: 81945C-10-3) 1,000.000 85.00 (85,000.00) Total Settled Securities Purchased ($104,920.00) JP Morgan Page 15 of 22 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00048014 SDNY_GM_00317212 EFTA01520687