GHISLAINE MAXWELL-TAP DYS ACCT. For the Period 10/1/13 to 10/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Description Quantity Per UM Amount Amount 10/1 Interest Income 19/1 Div Domest 10/1 Div Domest DEPOSIT SWEEP INTEREST FOR 09(01/13 - 09/30113 ft .01% RATE ON AVG COLLECTED BALANCE OF 645170.32 AS OF 10/01113 0.30 JPM TR I STRG INCM OPPTY FD - SEL FUND 3844 (t 0.021 PER SHARE (ID: 4812A4-35-1) 3,015.900 0.021 63.33 BLACKROCK HIGH YIELD BOND 09/30(13 INCOME DIVIDEND fa 0.040 PER SHARE AS OF 09/30/13 (ID: 091M-63-8) 8,504.327 0.04 340.71 10/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 10W30/13 INCOME DIVIDEND fa 0.042 PER SHARE AS OF 09130113 (ID: 277923-83-7) 7,524.150 0.042 312.37 10/1 Dlv Domest HSBC FDS TOTAL RETURN 11001/13 INCOME DIVIDEND fa 0.006 PER SHARE (ID: 40428X-15-6) 3,858.567 0.006 29.28 10/1 Dlv Domest PRUDENTIAL TOTAL RETURN B1)-2 00/30/13 INCOME DIVIDEND ft 0.043 PER SHARE AS OF 09/30/13 (ID: 74440B-40-5) 3,896.466 0.042 165.50 1012 102 1012 Div Domest Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 09/30/13 INCOME DIVIDEND ()) 0.071 PER SHARE AS OF 09/30/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 09/30/13 INCOME DIVIDEND fa 0.048 PER SHARE AS OF 09/30/13 (ID: 258620-10-3) 4,493.967 12,498.155 0.071 0 048 Div Domest CLEARBRIDGE EQUITY INC FD4 CAP & INCOME I 09/30/13 INCOME DIVIDEND ft 0.076 PER SHARE AS OF 09/30/13 (ID: 52469H-59-4) 1,179.249 0.076 J.P.Morgan 319.07 605 58 89.14 Account Page 13 of 15 Consolidated Statement Page 64 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046324 SDNY_GM_003 15522 EFTA01519056