TRADE ACTIVITY (II IISI AINE MAXWELL- TAP ARFI ACCT. For the Period 1/1/I3 to 1/31/13 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 1/29 Purchase JPM STR INC OPP FD FUND 3844 JP MORGAN CHASE 1Z677.824 11.96 (151,500.00) 1/30 BANK AS SHAREHOLDER SERVICING AGENT e 11.95 (ID: 1/29 Purchase JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS 14,669.396 10.26 (150,508.00) 1/30 SHAREHOLDER SERVICING AGENT fa 10.26 (ID: 1/29 Purchase PIMCO FDS UNCONSTR BD (ID: 17.107.465 11.52 (197,078.00) 1/30 1/29 Purchase PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FDZ 9,988.070 10.05 (100,360.00) 1/30 OD: 1/29 Purchase RBC FDS TR BLUBAY ABRTR I (ID: 1Z911.799 1017 (131,313.00) 1/30 1/29 Purchase EATON VANCE FLOATING RATE I (ID: 5,463.943 9.18 (50,159.00) 1130 1/29 Purchase HSBC FDS TOTAL RETURN I (ID: 4,824.198 10.29 (49,641.00) 1/30 1/29 Purchase DOUBLELINE FDS TR TTL RTN BD I (ID: 13,146.134 11.38 (14960300) 1/30 Total Settled Securities Purchased ($980.162.00) J.P.Morgan Account Page 8 c' 8 Consolidated Statement Page 75 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045357 SDNY_GM_00314555 EFTA01518144