SOUTHERN FINANCIAL LLC ACCT. For the Period 4/1/13 to 4/30/13 Type Settle Date Selection Method Description Quantity Cost Amount Withdrawals 4/11 Misc Disbursement TRANSFERRED BY WIRE TO JPMORGAN CHASE BANK FAO SOUTHERN FINANCIAL LLC AS REQUESTED TRADE ACTIVITY Note. S indicates Short Term Realized Gain Loss (15,000.00) Trade Date Type Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/17 Sale MFA FINANCIAL INC PFD 7.5% • 25.10 803,200.00 (32,000.000) 25.059 801,902.00 (800,000.00) I 902 00 S 4/22 High Cost BROKERAGE 1,280.00 TAX 8/OR SEC 18.00 J.P. MORGAN SECURES LLC (ID: 55272X-40-9) Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/8 Purchase MFA FINANCIAL INC PFD 7.5%@ 25.00 J.P. MORGAN 32,000.000 25.00 (800,000.00) 4/15 SECURITIES LLC (ID: 55272X-40-9) JP Morgan Account Page 10 0110 Consolidated Statement Page 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023771 SDNY_GM_00292969 EFTA01499928