ar e did a taisse SOUTHERN FINANCIAL LW ACCT For the Period 11/1/13 to 11/30/13 SUMMARY BY MATURITY Cash & Fixed Income 0-6 months' 10,560,914.55 48% Cash 10,163551.01 46% 1-5 years' 2,020,000.00 8% NON USD Cash 397,363.54 1% 5-10 years' 1,786,875.00 7% International Bonds 7,027,195.00 29% 10+ years' 9,022,120.15 37% Mortgage and Asset Backed Bonds 5.801.800.15 24% Total Value $23,389,909.70 100% Total Value 523,389,909.70 100% SUMMARY BY TYPE Market % of Bond Market % of Bond Value Portfolio Cash & Fixed Income Value Portfol13 The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full. before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Adjusted Cost Unrealized Est Annual Income Quantity Value Original Cost Gain:Loss Accrued Interest Yield Cash US DOLLAR 1.00 10,806,597.59 10,808.597 59 10.808.597.59 1,080 85 0 01% ' 103 27 COST OF PENDING PURCHASES 1.00 (645,046,58) (645,046.58) (645,046.58) Total Cash S10,163,551.01 S10,163,551.01 $0.00 $1,080.86 0.01% 5103.27 JP Morgan Account Page 9 of 28 Consolidated Statement Page 12 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023598 SDNY_GM_00292796 EFTA01499791