FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 111113 to 1/31/13 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled In current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cat Realized GsInilOn Settle Date Selection Method Settled 11/29 1,2 SalesrMaturitiesiRedemptions Sale FIFO TO REVERSE ENTRY OF 12/28/2012 WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT 12/25/2034 OTD 12/01/2004 tg 80.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,275,000.00 AS OF 12/28/12 (ID: 949779-AD-4) 2,036,366.211 80.224 (1 .633,651.35) 1,481,457.88 (152,193.47) S. 11/29 1/2 Sale FIFO WELLS FARGO MTGE SEC 2004-EE CL BI VAR RT 12/25/2034 OTD 12/01/2034 . 80.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3.275.000.00 AS OF 12/28/12 (ID: 949779-AD-4) (2,036,368.210) 80.00 1,629,094.57 (1,481,457.88) 147,838.69 5* 1/8 1/11 Sale FIFO CALUMET SPECIALTY PRODUCTS PARTNERS L.P. 0 31.27999 137,631.96 BROKERAGE 176.00 TAX 8/OR SEC 3.09 J.P. MORGAN SECURITIES LLC (ID: 131476-10-3) (4,400.000) 31.239 137,452.87 (139,964.00) (2,511.13) S 1/8 1/11 Sale FIFO SOLAR CAPITAL LTD 02 24.06045 105,865.98 BROKERAGE 176.00 TAX 8JOR SEC 2.38 J.P. MORGAN SECURITIES LLC (ID: 83413U-10-0) (4,400.000) 24.02 105,687.60 (107,360.00) (1,672.40) S 1/9 1/14 Sale FIFO TESORO LOGISTICS LP (a 42.20 135,040.00 BROKERAGE 128.00 TAX 8.10R SEC 3.03 J.P. MORGAN SECURITIES LLC (ID: 881601-10-7) (3,200.000) 42.159 134,908.97 (133,440.00) 1,468.97 S 1/11 1/16 Sale FIFO ENTRY REVERSED ON 02/01/2013 DUKE ENERGY CORP PFD 5.125% CD 25.25 383,800.00 BROKERAGE 608.00 J.P. MORGAN SECURITIES LLC (ID: 26441C-30-3) (15,200.000) 25.21 383,192.00 (380.000.00) 3,192.00 S 1/15 1/18 Sale FIFO USA COMPRESSION PARTNERS LP 0 17.75 106,500.00 BROKERAGE 240.00 TAX &OR SEC 2.39 J.P. MORG