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FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/12 to 11/30/12 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gaintoss Settle Date Selection Method Settled Sales/Maturities/Redemptions 11/8 Sale 11/15 FIFO 87.50 ENTRY REVERSED ON 11/2812012 CITICORP MORTGAGE SECURITIES SER 2006-1 CL B25.4204% FEB 25 2035 DTD 02/01/2005 @ 87.50 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 3,364,000.00 (ID: 172973-P9-4) (1,954,256.930) 1,709,974.81 (1,622,033.25) 87,941.56 S 11/9 11/15 Sale FIFO ARRAY BIOPHARMA INC . 3.54243 38,966.73 BROKERAGE 440.00 TAX 8/OR SEC .88 J.P. MORGAN SECURITIES LLC (ID: 04269X-10-5) (11,000.000) 3.502 38,525.85 (40,150.00) (1,624.15) S 11/9 11/15 Sale FIFO PVR PARTNERS LP e 22.72365 113,618.25 BROKERAGE 200.00 TAX 8JOR SEC 2.55 J.P. MORGAN SECURITIES LLC (ID: 693665-10-1) (5,000.000) 22.883 113,415.70 (115,550.00) (2,134.M S 11/9 11/15 Sale FIFO 'NMI HOLDINGS INC e 21.13133 31,697.00 BROKERAGE 100.00 TAX 8/OR SEC .72 J.P. MORGAN SECURITIES LLC (ID: 899030-10-4) (1,500.000) 21.064 31,596.28 (31.650.00) (53.74 S 11/14 11/19 Sale FIFO UNITS - MARKWEST ENERGY PARTNERS L P 47.41809 142,254.27 BROKERAGE 120.00 TAX 8/OR SEC 3.19 J.P. MORGAN SECURITIES LLC (ID: 570759-104) (3,000.000) 47.377 142,131.08 (139,500.00) 2,631.08 S 11/15 11120 Sale FIFO AK STEEL HOLDING CORP @ 3.66712 495,061.20 BROKERAGE 5,400.00 TAX 8/OR SEC 11.09 J.P. MORGAN SECURITIES LLC (ID: 001547-108) (135,000.000) 3.627 489,650.11 (540,000.00) (50,349.89) S 11/15 11/20 Sale FIFO BROOKFIELD RESIDENTIAL PROPERTIES INC 0 14.56178 20,388.49 BROKERAGE 100.00 TAX 8/OR SEC .46 J.P. MORGAN SECURITIES LLC (ID: 11283W-10-4) (1,400.000) 14.49 20,286.03 (20,286.00) 0.03 S 11/16 11/21 Sale FIFO TARGA RESOURCES PARTNERS LP 0 35.31985 141,279.40 BROKERAGE 160.00 TAX 8/OR SEC 3.17 J.P. MORGAN SECURITIES LLC (ID: 87611X-10-5) (4,000.000) 35.279 141,116.23 (144,000

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