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FINANCIAL TRUST COMPANY INC ACCT. For the Period 9/1/12 to 9/30/12 Trade Date Type Settle Date Selection Method Description Per Unit Quantity Amount Proceeds Tax Cost Realized Gain/Loss Settled Sales/Maturities/Redemptions 9(14 9(19 9114 9120 Sale FIFO Sale FIFO 9/18 9/21 Sale FIFO 9/19 9/24 Sale FIFO 9/25 9/25 Principal Payment Pro Rata 9/25 9/25 Principal Payment Pro Rata 9/25 9/25 Principal Payment Pro Rata 9/25 9/25 Principal Payment Pro Rata Principal Payment Pro Rata J.P.Morgan ANNALY CAPITAL MGMT PFD 7.5% @ 24.89 622,250.00 BROKERAGE 1,000.00 TAX WOR SEC 13.94 J.P. MORGAN SECURITIES LLC (ID: 035710-80-5) (25,000.000) 24.849 621,236.06 (825,000.00) (3363.94) S GENESEE 8 WYOMING INC CL A G 66.142 132284.00 BROKERAGE 100.00 TAX 8/OR SEC 2.97 J.P. MORGAN SECURITIES LLC (ID: 371559-10-5) (2,000.000) 66.091 132,181.03 (129,500.00) 2,681.03 S ANNALY CAPITAL MGMT PFD 7.5% @ 24.92 672.840.00 BROKERAGE 1,080.00 TAX 8JOR SEC 15.08 J.P. MORGAN SECURITIES LLC (JD: 035710-80-5) (27,000.000) 24.879 671,744.92 (675,000.00) (8255.08) S HEALTH CARE REIT INC @ 57.31118 286,555.90 BROKERAGE 200.00 TAX VCR SEC t42 J.P. MORGAN SECURITIES LLC (ID: 42217K-10-6) (5,000.000) 57.27 286,349.48 (280,000.00) 6,349.48 S BANC OF AMERICA MORTGAGE SECURITIES SER 2007-1 CL 2Al2 6% JAN 25 2037 DTD 02/27/2007 PAYMENT A/C PRINCIPAL (ID' 05952H-BY-4) (7,683.560) 100.00 7,683.56 (4,379.63) 3,303.93 S BEAR STEARNS ASSET BACKED SECURITIES 2004-AC6 CL MI VAR RT 11/25/2034 DTD 10/29/2004 PAYMENT NC PRINCIPAL (ID: 073879-LR-7) (11,425.580) 100.00 11,425.58 (5.370.02) 6,055.56 S COUNTRYWIDE HOME LOANS 2003-26 CL B1 5.33684% 06/2512033 DTD 06(01/2003 PAYMENT A/C PRINCIPAL (ID: 12889E-RR-9) (21,670.480) 100.00 21,670.48 (16,686.27) 4,984.21 S CITICORP MORTGAGE SECURITIES SER 2005-1 CL 82 5.4204% FEB 25 2035 DTD 02/01/2005 PAYMENT A/C PRINCIPAL (ID: 172973-P9-4) (32,335.680) 100.00 100 00 32,335.6

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