FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/12 to 4/30/12 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Reeked GaIntoss Settle Date Selection Method Settled Sales/Maturities/Redemptions 4/16 4/19 Sale FIFO NEXTERA ENERGY CAPITAL 5.7% PFD G 25.49364 474,181.70 BROKERAGE 930.00 TAX 8/OR SEC 10.63 J.P. MORGAN SECURITIES LW (ID: 653391(40-5) (18,830.000) 25.443 473,241.07 (485,000.00) 8,241.07 S 4/20 4/20 Principal Payment Pro Rata BANC OF AMERICA FUNDING CORPORATION SER 2006-G CL 2A5 FLOATING RATE JUL 20 2038 DTD 07/31/2006 PAYMENT NO PRINCIPAL (ID: 05950M-AF-7) (26.455.520) 100.00 26,455.52 (17,196.09) 9,259.43 S 4/20 4/20 Principal Payment Pro Rate SEQUOIA MORTGAGE TRUST SER 2003-1 CL 81 FLOATING RATE APR 20 2033 DTD 02/27/2003 PAYMENT NC PRINCIPAL (ID: 81743P-AH-9) (2,214.980) 100.00 2214.98 (1,328.99) 885.99 S 4/17 4/20 Sale FIFO APOLLO RESIDENTIAL MORTGAGE G17.99 40,477.50 BROKERAGE 112.50 TAX 8/OR SEC .91 J.P. MORGAN SECURITIES LLC (ID: 03703V-10-2) (2,250.000) 17.94 40,364.09 (41,06250) (698A1) S 4/18 4/23 Sale FIFO FRANCESCAS HOLDINGS CORP G 25.19 42,285.00 BROKERAGE 100.00 TAX a/OR SEC .95 J.P. MORGAN SECURITIES LLC (ID: 351793-10-4) (1,500.000) 28.123 42,184.05 (41,400.00) 784.05 S 4/19 4/24 Sale FIFO GUIDEWIRE SOFTWARE INC (2 29.45 44,175.00 BROKERAGE 100.00 TAX 8/OR SEC .99 J.P. MORGAN SECURITIES LLC (ID: 40171V-10-0) (1,500.000) 29.383 44,074.01 (42,375.00) 1,699.01 S 4/19 4/24 Sale FIFO SPLUNK INC (111 31.50 15,750.00 BROKERAGE 100.00 TAX 8/OR SEC .36 J.P. MORGAN SECURITIES LLC (ID: 848637-10-4) (500.000) 31.299 15,649.64 (8,500.00) 7,149.64 S 4/19 424 Sale FIFO NMI HOLDINGS INC C 25.84437 18,091.06 BROKERAGE 100.00 TAX 8/OR SEC .41 J.P. MORGAN SECURITIES LLC (ID: 899690-10-4) (700.000) 25.701 17.990 65 (12.600.00) 5,390.65 S Total Settled Sales/Maturities/Redemptions 56.996.665.56 (46.964.258.58) 53