FINANCIAL TRUST COMPANY INC ACC For the Period 12/I/II toI NI M Trade Date Type Quantity Per Unit Amount Proceeds Tax Cost Reeked GahrLoss Settle Date Selection Method Description Settled Sales/Maturities/Redemptions 12/23 Sale ING CAP FUNDING TRST III FLOATING RATE NOTE DEC 12/23 FIFO 29 2049 WO 12/15/2000 ELECTED BONDS - EXP 12/20/2011 HOLDERS RECEIVE $800.00 IN TENDER PROCEEDS, PLUS $9.25997333 IN ACCRUED INTEREST PER $1,000 PA. OF BONDS HELD OF CUSIP 44978NAA3. (ID (2,500,000.000) 80.00 2,000,000.00 (2,445,620.28) (445,620.28) S 44.000 00 C 12/28 Sell Option EUR PUT USD CALL FX EUROPEAN STYLE OPTION JAN 12/30 FIFO 13, 2012 @ 1.3075 KO Q 1.24.111. PURCHASED FX OPTION (ID (15.290367 110) 0.009 144,000 00 (100,000 00) Total Settled Sales/Maturities/Redemptions 84.104.150.30 ($4.184.627.78) (8164.477.48) S 584.000.00 C Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 12/2 Purchase ENBRIDGE ENERGY PARTNERS L P UNIT OF LIMITED 1,250.000 30.85 (38,562.50) 12/7 PARTNERSHIP INT Q 30.85 J.P. MORGAN SECURITIES LLC 12/1 Purchase RETAIL OPPORTUNITY INVESTMENTS CORP. COM @ 1,100.000 10.85 (11,935.00) 12/7 10.85 J.P. MORGAN SECURITIES LLC (IDEIMI) 12/7 Purchase BANKRATE INC 5 17.50 J.P. MORGAN SECURITIES LLC 1.575.000 17.50 (27,562.50) 12/12 (ID: 12/7 Purchase DOLLAR GENERAL CORP 39.00 J.P. MORGAN 11.750.000 39.00 (458.250.00) 12/12 SECURITIES LLC (ID: J.P.Morgan Page 22 of 28 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00015387 SDNY_GM_00284585 EFTA01492583