FINANCIAL TRUST COMPANY INC ACCT. For the Period 10/1/I1 to 10/3I /I I Trade Dale Est. Settle Date Type Description Per Unit Quantity Amount Market Cost Pending Securities Purchased 10/26 Purchase HSBC MARKET PLUS MXN NOTE 1112/12 LNKED TO MXN 1,000,030.000 100.00 (1,000.000.00) 11/2 VS USD 25% BUFFER. 9.7516CPN, 100%MAXRTN 10/26/11 (ID 4042K1-RA-3) Total Pending Securities Purchased COST ADJUSTMENTS ($2.652,600.60) Settle Date Type Description Quantity Cost Basis Adjustments 10/6 Cost Basis Adj JPMORGAN CHASE 8 CO 7.9% PFD STK APR 30 2049 DTD 04/23/2098 CORPORATE ACTIONS ADJUSTMENTS (ID: 46625H-HA-1) 5.000.000 000 14.930.56 10/7 Cost Basis Adj JPMORGAN CHASE & CO 7.9% PFD SIX APR 30 2049 DTD 04/23/2008 CORPORATE ACTIONS ADJUSTMENTS (ID: 46625H-HA-1) 5,000,000.000 27,430.56 Total Cost Adjustments $42,361.12 JP Morgan Account Page 23 of 23 Page 26 of 40 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00015218 SDNY_GM_00284416 EFTA01492430