J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 11/1/10 to 11/30/10 Trade Date Settlement Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Reakzed Gain/Loss Settled Sales/PAaturities/Redemptions 11/11 11118 Sale SUNSTONE HOTEL INVESTORSM/D Q 9.90193 54,460.62 BROKERAGE 275.00 TAX 8/OR SEC .93 J.P. MORGAN SECURITIES LLC TRADE DATE 11/11/10 (5.500.000) 9.852 54,184.89 (58,375.00) (2,190.31) S 11110 11117 Sale NOAH HOLDINGS LTD SPON ADS (a 15.95225 31,904.50 BROKERAGE 100.00 TAX 8/OR SEC .54 J.P. MORGAN SECURITIES LLC TRADE DATE 11/10/10 (2,000.000) 15.902 31,803.96 (24,000.00) 7,803.96 S 11/11 11/17 Sale APPROACH RESOURCES INC Q 17.96028 62,860.98 BROKERAGE 175.00 TAX 8/OR SEC 1.07 J.P. MORGAN SECURITIES LLC TRADE DATE 11/11/10 (3,500.000) 17.91 82,884.91 (58,875.00) 5,809.91 S 11/11 11/17 Sale BLACK HILLS CORP Q 30.208 211,456.00 BROKERAGE 350.00 TAX 8/OR SEC 3.58 J.P. MORGAN SECURITIES LLC TRADE DATE 11/11/10 (7,000.000) 30.157 211,102.42 (208,250.00) 2,852.42 S 11/11 11/17 Sale WATSON PHARMACEUTICALS INC (2.000.000) 50.176 103,352.92 (99,500.00) 852.92 S Q 50.22731 100,454.62 BROKERAGE 100.00 TAX 8/OR SEC 1.70 J.P. MORGAN SECURITIES LLC TRADE DATE 11/11/10 Account W23560001 Page 26 of 41 Page 30 of 57 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00014157 SDNY_GM_00283355 EFTA01491851