Is this a Cash intensive business? (Cash-intensive trusinessesdentities exist In various industry sectors and include, but are not limited to convenience stores, grocery stores. restaurants, bars. retail stores, liquor stores, cigarette distributors, privately owned ATMs, vending machine operators and parking garage operators.) No Is this entity any of the following business types? aa. None of the above Is the Entity a Personal Holding Company (PHC) or Personal Investment Company (PIC) located in an offshore Jurisdiction? No Business Case Please specify why you are comfortable with this client given the Identified risk factor(s). Your answer is your "business case" and should detail all mitigating factors. regularly reviewed by managementlrepulational risk commelee Provide client history/detail, including when the relationship was established, how it came to be in PB/PWM, client's association with other JPM LOBS. etc. Long sowing client relaInnship wl the Private Bank. Client known to whom ()Morgan employees), how well, and how long: Integrated leahomor management. Overall PB/PWM relationship size and type of accounts: Primarily investments, .5100 million. Is this a shared client, what other LOB has a relationship with the client? Provide relationship manager name (if known). client of other LOB since (date), and relationship size? No. When was the last time you met the client? What was the reason for the meeting? less than 5 years ago to discuss our Private Banking capabilities and to ensure we were doing everything possible to service the relationship Describe any significant changes in the clients information or material events that may have occurred over the last year (Examples: address changes, change in authorized persons on accounts, change in account type, change In business, change in net worth, etc,). no matenal changes Cash Activity: Summarize client cash activity during the period reviewed and explain the purpos