Subject: Fw: 2008 1099 Reci ients - Addresses [I] From: Kimberly Hart Date: Sat, 22 Mar 2014 10:46:14 -0400 To: Chip Packard Just a heads up that we found out yesterday that 2008 1099s were sent to 1225 recipients by mistake. A letter was drafted by Marketing and approved by Compliance explaining the error. We are now working to verify addresses so the apology letter can be mailed early next week. Sageview - a former client of Mary Ann Coleman's - brought the issue to our attention. 100+ of their investors received the old 1099s. Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Private Wealth Management 345 Park Avenue, 24th Floor New York NY 10154 Tel Fax Mobi Emai Securities offered through Deutsche Bank Securities Inc. From: Josh Rosen Sent: Friday, March 21, 2014 4:14 PM To: Melissa Pressl Cc: Kimberly Hart; Andrew Gallivan Subject: 2008 1099 Recipients - Addresses [I] Classification: For internal use only Melissa, When the letter is ready, please respond to the group. Attached is the list of recipient address as provided by Roseann Defina from Thompson Reuters. (See attached file: 2008 Beneficiary_Address_List_2008_mailed_3_18_2014_6618.xlsx) Kind regards, Josh Rosen EFTA01478820