From: Rich larossi Sent: 7/3/2015 11:48:03 AM To: Paul Morris Subject: Monthly Annual Client Update Reports [I] Classification: For internal use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For those clients listed in the DUE IN section of this e-mail, please complete the ACU a your earliest convenience. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name DUE IN 7/31/2015 Paul Morris 483883 SOUTHERN FINANCIAL RELATIONSHIP Southern Trust Company, Inc. Kind regards, Rich larossi Rich larossi Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street. 10005-2836 New York. NY, USA PAmtrv,-try Pewfb CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 117509 CONFIDENTIAL SDNY_GM_00263693 EFTA01457821