-7471111 : :77 . 711-71771nr1777471:7 7.177277 ba- --"niaMMENNWalkal. 06 Feb 2015 Page 3 Of 3 Deutiestie Bank AO SOUTHERN FINANCIAL, LLC Commodities- Index Derivatives Settlement Trade ID Counterpart' Trade Type Trade Date Maturity Date Date Long/ Shod Option Style Put/ Call Pet Entity NotAmt 1 Not.Ccy 1 Strike Price MTM(USD) 4541976891 SOUTHERN CcerirnoditySktapt1/4 13-Jan-2015 13-Jan-2016 15-Jan-2016 SHORT 926017511 FINANCIAL, LLC VOLSS_CLIJSO (lO.CCO.OX 00) USD 255 8709 1.161.932 31 Subtotal: 1.161.932 31 Statement ID : 182298_20150205 20150206 2 Total: 1,179,71119 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 115896 SDNY_GM_00262080 EFTA01456636