e an SOUTHERN FINAN Request 18 As of 13 Jun 7,77:57 77.77 13 An 2014 Page 2 0(2 Osubchs Bank AG SOUTIIERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 NotCcy Not.Arnt 2 2 Long/ Short Option Style Put Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN F NANCIAL . LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEurcepl FXOneBarOneT ouchCpl FXOnef3arOneT ouchOpl EXOnellitOneT ouchOpl ExEuroOpl bfuroCp1 21-No./.2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 21-Nov-2013 2048,4014 25-Nov-2014 (21.0002) USD 21-No/-2013 20.Nov.2011 25-Nov-2011 (21,ClXl CO) USD 21-Nov-2013 20-Nov.2014 25.Nov.2011 121000 MI USD 06-Jun-2014 08-Sep-2011 10-Sep-2011 10.00000000 EUR 06-Jun-2014 08-Sep-2011 10-Sep-2011 10,000,000 00 EUR 101.030.000 0 0 0 (13.450.000 00) 03.800.066.00) JPY JPY JPY JPY LED USD SHORT LONG LONG LOG SHORT LONG EUROPEAN EU1CPEAN EUROPEAN EURCPEAN ELARCPEAN ELRCPEAN CALL PUT CALL 1010000 0.0003 0.0000 0.0000 1.3150 1.3803 (23.%I .67) 10.016 10 7.47804 5,50838 (112 76397) 49.722 46 Subbtal: (63.633 56 Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 NoLCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity0pEu ro Elasebbial 03-Apr.2014 05.Dec.20I 4 O50et-2014 SHORT EURCPEAN CALL XCU 18 rzo.ca A USD i 50 00)1425 0 7.000 0000 (217X2399) Subtotal: :21( 22)3 :..;c: Statement ID : 182298_29140613_20140616_1 Total: (281,004.55) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 112515 SDNY_GM_00258699 EFTA01454421