From: Tazia Smith Sent: 4/18/2014 11 51 33 AM To: Paul Morris Subject: Re: Trade recap (DB / SOFT) [Cl Classification: Confidential Looking into it Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York. NY 10154 mai : From: Paul Morris Sent: 04/18/2014 08:06 AM EDT To: Tazia Smith Subject: Fw: Trade recap (DB / SOFL) iCj Classification: Confidential Hi. can he trade commodities with us as agent? He feels we didn't tell him matt was acting as principal. I sent him a note that we can all talk monday From: Matthew ()Connor Sent: 04/17/2014 08:39 PM EST To: Paul Morris Cc: Tazia Smith Subject: Re: Trade recap (DB / SOFL) [C] Classification: Confidential Call me Monday From: Paul Morris To: Matthew ()Connor Cc: Tazia Smith Sent: Thu Apr 17 19:42:51 2014 Subject: Re: Trade recap (DB / SOFL) [C] Classification: Confidential Matt. need some help hem. why does he feel we are trading against him if we arc principal? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111669 CONFIDENTIAL SONY GM_00257853 EFTA01453837