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11: iv- 2:'4 Paw 2 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC 8X • Options Settlement Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443$, SCYJTHERN F)£uroCcil 21-Nor-2013 204Io/.2014 2541oir.2014 (1.000.000 001 USN 710423459 FINANCIAL. LLC 366364436I SOUTHERN EXOneBerOneT 2144w-2013 20-Nov-2014 25-Nov-2014 (21.00300) USD 710423461 FINANCIAL, LLC ouchCpl 366364436/ SOUTHERN FXOneBarOna 21-No4013 20-Nov-2014 25-Nov-2014 (21,000 001 USD 710423463 FINANCIAL, LC outhOpt 366364436! SOUTHERN EXOneBanOneT 21-Nor-2013 20-Nov-2014 25-Nov-2014 421.000 001 USD 710423465 FINANCIAL. LLC cerhOpt 381388504/ SOUTHERN F* uroOpt 31-Jen-2014 0I-May-2014 07-May-2014 (10,000.000.00) USD 745730011 FINANCIAL, LLC 390850729i SOUTHERN FXDitalalCpt 13-M3r-2014 14-Apr-2014 15-Apr-2014 (1.000.0:0 001 USD 767041028 FINANCIAL. LLC 101,000,000 0 0 0 1,025,000.000 JPY JPY JPY JPY FY SHORT LONG LONG LONG SHORT SHORT EUROPEAN ELFtCPEAN EIRCF£AN EURCPEAN EUROPEAN EURCPEAN CALL CALL CALL 101.0000 0.00W 0.0000 0.0030 102.5000 375860 :2 422, C7i 14 283 27 1196842 992406 (31.222f..2. ;.17 t . • Subtotal: Commodities -Derivatives Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Stake Price MTM(USO) 390%2915r SOUTHERN FINANCIAL. Commodity 131idar•2014 15-May-2014 22-May•2014 10110 EUROPEAN 767318425 LW Derivatbe WTI 100.COD 00 USD 00000 211e. ,141 I'n - . . .. , Subtotal Commodities • Base Metal Derivatives Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 NotCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 395494367/ SOUTHERN Canm

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