Dsubchs Bark AO SOUTHERN FINANCIAL, LW 20Feb 2014 Paps 2 Of 2 lakS5 Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436! SOUTHERN FX OPTION 21-Nay-2013 2041w2014 25-11882014 (LOCO 030 Cr.); USD 101.000000 FY SHORT EUROPEAN CALL 1010000 :4,.] 2'..ii 24! 710423459 FINANCIAL. LLC 3663644' SOUTHERN FX OPTION 21.Not.2013 20-Nov-2014 25-Nov-2014 (21.00080) USD 0 JPY LONG EUICPEAN 0.0000 1387495 710423461 FINANCIAL, LLC 366364436/ SOUTHERN FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 111.Ct.X.I CO) USD 0 JPY LONG EUROPEAN 0.0000 12.01829 710423463 FINANCIAL. LLC 366364436/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 (21.030 MI USD 0 JPY LONG EUROPEAN 0.0000 1033827 710423465 FINANCIAL. LLC 3778178W SOUTHERN FX OPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.01 X000) USD I100300D 00 CAD SHORT ELRODEAN CALL 1.1003 I.' 48 284 a)i 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FX OPTION 17-Jan-2014 17-Apr•2014 21-Apr-2014 110.003C(000J USD 11.300.003 00 CAD SHORT EUROPEAN CALL 1.1300 26.40463 737154818 FINANCIAL, LLC 381388504/ SOUTHER1 FX OPTION 31-.18n-2014 01.May-2014 07.May-2014 00600000 CO) USD 1,025,000.000 JPY SHORT EURCPEAN CALL 102 5003 r.47 sw.ds...1) 745230011 FINANCIAL. LLC Subtotal: (273.46911; latat Statement ID : 18229820140220 20140221 1 (273,48911) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109844 CONFIDENTIAL SDNY_GM_00256028 EFTA01452667