SOF III - 1081 Southern Financial LLC Secondary Opportunities Fund III. LP Appendix 3 Anti-Money Laundering GENERAL ANTI-MONEY LAUNDERING REGULATIONS The Manager takes seriously its responsibility to prevent the Fund from being used for money laundering or other illicit purposes. To comply with anti-money laundering laws, the Manager or any designee thereof may require a detailed verification of the identity and residence of each Investor (and each person who holds a beneficial interest in each Investor) and the source of the payment of the investment. Each of the Manager or its designee reserves the right to request such information as it considers necessary to verify the identity of any Investor (and each person who holds a beneficial interest in each Investor) and may also independently obtain such information. In the event of delay or failure by any Investor to produce any information required for verification purposes, the Manager or its designee may refuse to accept such Investors subscription for an Interest and any funds received will be returned to the account from which such funds were sent (unless such return is, in the judgement of the Manager or its designee, contrary to applicable law, regulation or the instructions of law enforcement officials, in which case the funds may be blocked or retained). If the Manager or its designee has a suspicion obtained in the course of business that any person is engaged in money laundering or other illegal activity, the Manager must, notwithstanding any obligations of confidentiality that might otherwise apply, report such suspicion to the appropriate authorities pursuant to applicable law. 3RD EU ANTI-MONEY LAUNDERING DIRECTIVE The Manager and the Fund currently have a legal obligation to ask their clients (including Investors) questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorised signatories, beneficial owners or control structures a