enT an SOUTHERN FINANC Request 182298 As of 14 Jan 14 14 Jan 2014 Page 2 Of 2 Daubdwo Bolin) SOUTHERN FINANCIAL, LLC FX • Option Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 NotAmt 2 Not. Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOJTHERN FX OPTION 21-tbov-2013 20Nov2014 25-Nov-2014 (1.0030:0.00) USD FINANCIAL. LLC SOUTHERN FXCPTION 21•Nar-2)13 20-Nov-2014 25-Nov-2014 121.000.00) USD FINANCIAL, LLC SOUTHERN FXCPTION 21The.2013 20-Nov.2014 25-Nov.2014 (21,000 00) USD FINANCIAL, LLC SOUTHERN EX OPTION 214404013 20-Nov.2014 25-Nov.2014 421.00000T USD FINANCIAL. LLC 10030.000 0 0 0 JPY JPY JPY PY SHORT LCtb3 LONG LONG EUROPEAN ELRCPEAN EUROPEAN EUROPEAN CALL 101.0003 0.0000 0.0000 0.0000 :41l2;1343I 1223606 1065703 923045 Subtotal: i1 7z:195: Statement ID : Tat (17,749.95) The valuation information set forth in this statement is provided subject to the terms and condibons set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 107872 SDNY_GM_00254056 EFTA01451356