Account # IV. PARTIAL TRANSFERS. DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a signed list to this form) cokivrav ASSET DESCRiPTON CUSH:P./SYMBOL FUND fal TRANSFER INSTRUCTIONS' DIVIDEND OPTION" tABER ACCOUNT CAPiTAL CAIN OPTION ESTIMATED VALUE 57,000 Ally pfd 02005N308 o Transfer in Kind 0 Liquidate 0 Cash U Reinvest J Cash 0 Reinvest 1.525mm CI Transfer in Kind 0 Liquidate 0 Cash 0 Reeves! J Cash LI Reinvest O Transfer in lend 0 Liquidate 0 Cash 0 Newest U Cash 0 Reinvest 0 Transfer in OM 0 Liquidate 0 Cash 0 Reinvest J Cash LI Reinvest 0 Transfer in lend 0 Liquidate 0 Cash 0 Reinvest U Cash 0 Reinvest 0 Transfer in *nd 0 Liquidate 0 Cash 0 Reinvest J Cash U Reinvest O Transfer in lend 0 Liquidate 0 Cash 0 Reinvest U Cash 0 Reinvest 0 Transfer in Yard 0 Liquidate 0 Cash 0 Reinvest j Cash U Reinvest 1 II you have requested a awidellon, your market price is not pa/entitled You will receive the current Market price after your transfer request is received. reviewed, and determined to be In good order by the delivering firm. Pershing is not responsible for market fluctuations or delays in the review process. DRS items Cannot be liquidated. 2 II this is a mutual fund transfer and theta is no dividend or capital gain option checked in the section above. Pershing will PrOCOSS this request as reinvest (FOR OFFICE USE ONLY: All transfers must be added to Pershing's transfer systems) V. RETIREMENT PLAN RESTRICTIONS AND CERTIFICATIONS is Age 70' - restrictions. It you are at Irras1 me age of 70 • this year and yea.; are transferring or rolling over assets from an IRA. qualified plan or 40300 account. you may be required to take a minimum distribution (FWD) from your qualified plan or 40310) account before rolling over your assets. It Rollover Certification of Employee: I understand the tuba and conditions and I have met the requirements for making a rollover. Due to the important tax consequences of rol