To: Amanda Kirby Cc: PWMUS AMLKVC Date: 09/03/2013 04:32 PM Subject: Richard D Kahn rdc alert [17 classification: For internal use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirby/ [attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirb Regards Urvashi CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 103985 CONFIDENTIAL SDNY_GM_00250169 EFTA01448853