Collateral Yield Enhancement Strategy (CYES) FIRM OVERVIEW I $12 billion AUM investment manager founded in April 2008. I Vetted and approved by numerous investment consulting firms, independent RIA platforms, and large broker-dealers. I Experienced team of 15 investment professionals with deep trading, portfolio management, marketing, operational and technology backgrounds. I Demonstrated success through the global financial crisis and other significant market events. I Robust infrastructure that efficiently integrates proprietary systems and processes with third-party custodians. I Full service solutions delivered with an emphasis on education, transparency and access. HARVEST OVERLAYS Overlay Cash Fixed Income Equities CONSISTENT RETURNS Deliver steady cash flows over time, market cycles and events SIMPLE SETUP 1 No initial capital required 1 No change to existing weightings 1 No liquidation of holdings 1 Maintain flexibility to change positions Separately managed account opened at existing custodian CONSERVATIVE RISK Construct and manage to limit losses and drawdowns LIQUID & TRANSPARENT Exchange listed securities, held and viewable at existing custodian COMPLEMENT EFTA01436030