Subject: meeting notes - Southern Financial From: Stewart Oldfield Date: Mon, 25 Sep 2017 17:09:12 -0400 To: Bradley Gillin Bcc: Please add to DB force under Southern Financial and Paul S. Barrett/Alpha Group Capital. There should be a few in there already for SF 9/20/17 DB — Stewart Oldfield, Todd Stevens, Dan Kaiser, Xavier Avila, Martin Zeman, Josh Shoshan Southern Financial — Rich Kahn (CFO) and Paul Barrett (portfolio manager) Met to introduce DB team to Paul Paul opened his own RIA with Southern Financial as their initial client Discussed plans to trade SF LLC and STC accounts Will look at all asset classes Requires a great deal of coverage support from DB Will be a major ramp in trading once up and running More color below From: Martin Zeman Sent: Wednesday, Se tember 20, 2017 12:57 PM To: Paul Barrett ( ) Richard Kahn Cc: Xavier Avila ; Joshua Shoshan ; Daniel-E Kaiser ; Todd Stevens ; Stewart Oldfield Vahe Ste ; Davide-A Sferrazza <clavicle- ; Liam Osullivan EFTA01434432