Subject: Inquiry regarding A/C PLAN D, LLC, Case 0632 [I] From: Amlcompliance Inquiries Date: Tue, 11 Apr 2017 14:59:39 -0400 To: Bradley Gillin Cynthia Rodriguez Cc: Amlcompliance Inquiries Stewart Oldfield Classification: For internal use only Good afternoon Brad & Cynthia: I am sending the below request to you both, as I see Stewart Oldfield is out on MTA. Any assistance you can provide would be greatly appreciated. As a part of the PWM anti-money laundering monitoring program, the PRIME system is used to automatically identify transactions that meet certain high risk transaction patterns. When transactions occur which mimic those patterns, the activity must be researched to confirm that it is legitimate. In a small percentage of these cases, Compliance must contact the Wealth Advisor for additional information about the account in order to conclude the research process. Your response is required for the Bank to comply with federal guidelines for concluding the research of these matters in a timely fashion. Your complete response must be received within 5 business days. To the best of your ability, please provide details regarding the item(s) below: 3/31/17 - $22,500,000 Incoming Wire from BV70 LLC EFTA01432991