Subject: RE: meeting notes - Southern Financial [I] From: Bradley Gillin Date: Mon, 25 Sep 2017 17:21:08 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Added. From: Stewart Oldfield Sent: Monday, September 25, 2017 5:09 PM To: Bradley Gillin ‹ > Subject: meeting notes - Southern Financial Please add to DB force under Southern Financial and Paul S. Barrett/Alpha Group Capital. There should be a few in there already for SF 9/20/17 DB — Stewart Oldfield, Todd Stevens, Dan Kaiser, Xavier Avila, Martin Zeman, Josh Shoshan Southern Financial — Rich Kahn (CFO) and Paul Barrett (portfolio manager) Met to introduce DB team to Paul Paul opened his own RIA with Southern Financial as their initial client Discussed plans to trade SF LLC and STC accounts Will look at all asset classes Requires a great deal of coverage support from DB Will be a major ramp in trading once up and running EFTA01431801