Tabellel Shared KYC Tracker General Information KYC Processing REM Scope Case Preparation Timestamps Final Approv al Additional Information Reason for KYC GCIS Customer Number KYC ID Full Legal Name Case Manager RAG Status Next Step by Exclusion Reason 4 Days in Outreach Due Date Customer Risk Score PEP? 4 Outreaches to RM Missing Documents (if any) Comment Case Source § Eye - ABR Date Added Case Started Latest RM Contact Latest Client Contact RM Outreach Escalati on Research Received Profile Completed KYC Escalation Started KYC Approved Team ACO Case Manager Location Type Entity Type RR 409100 1882073 ABR 9/27/18 High ai Individual Remediation 550868 8/31/18 High Initial Company RR 489505 1977698 7/27/18 High No d on 8/16/18 Initial ai Individual RR 483289 1977695 8/8/18 High No d on 8/16/18 Initial ai Individual RR 483882 1977703 8/8/18 High No info on no material changes received on 8/16/18. Email sent for SOS & Jean Anne name confirmation Initial Scope 7/24/18 8/17/18 8/24/18 8/21/18 USO NY Stewart Oldfield Mumbai Organization Company RR 483883 1977695 Southern Trust Company, Inc. Vijay / Mayur Overdue Client Outreach with RM 2 8/8/18 High No 2 Initial email sent on 7/30/18 . Info on no material changes received on 8/16/18 Initial Scope 7/24/18 8/17/18 8/22/18 8/21/18 USO NY Stewart Oldf ield Mumbai Organization Company RR 486427 1977699 J. Epstein Virgin Islands Foundation, Inc Vijay / Mayur Overdue Clie nt Outreach with RM 24 8/8/18 High No 1 Since Initial email on 7/30/18 await ing SOS & IRS Exepmtion confirmation from the banker. Partial info on no material changes received on 8/16/18. Initial Scope 7/24/18 8/17/18 7/31/18 8/21/18 USO NY Stewart Oldfield Mumb ai Organization Foundation/Association RR 499760 1977700 Gratitude America Ltd Vijay / Mayur Overdue Client Outreach with RM 1 8/16/18 High No 2 Since Initial email on 8/1/18 awaiting SOS fro