GiE Counterparts Gifts / Entertainment Multiple Counterparts Template (for requests involving more than 10 counterparts) Note: Austria - If it is a PWM client, do not disclose name of individual Counterpart. All Users from Aust ria, please add Client ID to 'Last Name' column Channel Islands - Do not disclose name of individual Counterpart Luxembourg, Malaysia, and Switzerland - Do not disclose name of individual Counterpart and organisat ion name of Counterpart Columns K, L: "Pending Business": Please indicate any upcoming transactions to the best of your kno wledge. Pending business is closure of the deal, extension of a business, termination of a contract or other legally binding relationship with the counterpart or the third person. I Last Name First Name Middle Name (Optional) Organization Name Country Orga nization Type Type of relationship with the counterpart Are you aware of any pending busines s of DB With Counterpart? Details according pending business Are you aware of any G&E tha t was exchanged between Deutsche Bank and any of these Counterparts in the last 12 months? Deta ils about offered / received G&E Comment 1 Sahay Rudy 54 Madison Partners, LLC USA Individual/Retail Prospective/ New Client (<3 months) No Yes Frieze NYC/ Billy Joel Offered Frieze and did not attend. 2 Gabriel James 55 Madison Partners, LLC USA Individual/Retail Prospective/ New Client (<3 months) 3 Murzyn Eric nt (<3 months) No 4 Wechsler New Client (<3 months) 5 Black Leon nt (<3 months) No 6 Carpenter New Client (<3 months) 7 Lynch Gene nt (<3 months) No 8 Barry Michael nt (<3 months) No 9 Lindermann New Client (<3 months) 10 Lindermann New Client (<3 months) 11 Marron Don onths) No Yes 12 Meister Todd nt (<3 months) No 13 Montrone pective/New Client (<3 14 Chai Chuck onths) No Yes 15 Caska Amber onths) No Yes 16 Snyder Dan nt (<3 months) No 17 Schreiber New Client (<3 months) 18 Gold