Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] From: Vahe Stepanian ‹ > Date: Mon, 14 Nov 2016 10:31:31 -0500 To: Todd Stevens Daniel Sabba Stewart Oldfield Cc: Darlene Zong Classification: For internal use only Ok, relayed that timeline to Michael and let him know we'll follow up once we have an update. From: Todd Stevens Sent: Monday, November 14, 2016 8:49 AM To: Vahe Stepanian; Daniel Sabba; Stewart Oldfield Cc: Darlene Zong Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only Tell them we are discussing internally this week. We need 2 more weeks. From: Vahe Stepanian Sent: Monday, November 14, 2016 8:36 AM To: Todd Stevens; Daniel Sabba Cc: Darlene Zong Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] Classification: For internal use only Todd / Daniel — can we please discuss this week? Would like to be responsive to our GM colleagues. EFTA01420585