Subject: RE: Remediation 2015-2016 ACO queries.xlsx [I] From: Vahe Stepanian Date: Wed, 01 Feb 2017 09:17:07 -0500 To: Isabel-A Gonzalez Cc: Stewart Oldfield Alastair Mackinla lain Macara Christopher Wh Nina Tona Classification: For internal use only Isabel — I'm not sure because I don't have access to Aspen given I sit in Wealth Management. Adding Alastair and Nina here who work with my team's COO — hopefully they can help. Thank you, Vahe From: Isabel-A Gonzalez Sent: Wednesday, February 01, 2017 9:13 AM To: Vahe Stepanian Cc: Stewart Oldfield; Alastair Mackinlay; lain Macara; Christopher Whyton Subject: RE: Remediation 2015-2016_ ACO queries.xlsx [I] Southern Financial LLC is the DB car name, but the only aspen name we have that looks similar is the below L4. Can you please advise? Is it the same entity? Can we off-board this? I look forward to hearing from you. Kind regards, Isabel. EFTA01418660