Subject: FW: ACTION REQUIRED: STFR Re ulation Mailing (Part 2) [I] From: Stewart Oldfield Date: Tue, 19 Jul 2016 16:28:25 -0400 To: Vahe Stepanian ‹ > Cc: Cynthia Rodriguez Classification: For internal use only Have these guys consented to receive notices electronically? If so, I will send this out today. Thanks From: Armen Brash Sent: Tuesday, July 19, 2016 4:03 PM To: Stewart Oldfield Cc: Anna-Sofiya Lupolover Subject: ACTION REQUIRED: STFR Regulation Mailing (Part 2) [I] Classification: For internal use only Stew, I apologize if you received a similar request last week—it turns out that the data was (shocker) incomplete. The database (PLN) which holds maintains the data for ISDA clients is owned by another group; that database, unfortunately, had misclassified the clients listed below as Global Markets clients when in fact, they're Wealth Management clients. Therefore, if you are receiving this email, you have a client with an active ISDA contract on file and MUST take the action outlined for the client(s) listed below. Even though these ISDA contracts may be old, they are still considered active because an ISDA contract never expires until the client terminates with DB in writing. CP LEGAL NAME EFTA01417265