Subject: Your KYC has been re'ected From: Kshitij Golani Date: Tue 31 Jul 2018 10:41:27 -0400 To: Your KYC has been rejected. Case #: Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Pr tanee, LLC Customer Number: Reason for Rejection:7/31 A — Please provide a recent document that will serve as address proof. The IRS document is from September, 2016. B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none, I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. D — The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. E — The "How Was the Client(s) Introduced? How long has the RM personally known the client?" field talks about Zorro Management. Please amend. F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. ALL BELOW RESOLVED OR ADDRESSED ABOVE: 1) Please add the account number for the deposit account. 2) The address on the LLC Agreement does not match the address in the LLC Agreement. Please provide proof of address. 3) Please expand on the nature of business. What do they do with the investment in art work? Re-sell it? 4) Richard Kahn has been tagged as a si natory. However, as per the DB Resolution uploaded under KYC — he is not listed as a signatory. If Darren is indeed not a signatory, please remove him from this KYC. 5) The Pierre Trust was created under the laws of USVI. Please re-run research with that country as well. 6) Can you please locate the full e-mail chain that proves that Chip Packards approval actually refers to Epstein's jail sentence? The current e- mail attachment uploaded does not