Subject: Fwd: Annual EBC Notification-2019 From: Richard Kahn ‹ > Date: Fri, 18 Jan 2019 09:43:00 -0500 To: Stewart Oldfield ‹ > i assume this is irrelevant as well as we are exiting bank..please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 Begin forwarded message: From: DF Protocol <a Subject: Annual EBC Notification-2019 Date: January 17, 2019 at 5:32:43 PM EST To: DF Protocol <a> Dear Valued Client, Please see the attached important reminder regarding the Deutsche Bank Dodd - Frank Resource Centre(www.db.com/doddfrank) and certain disclosures that Deutsche Bank as a registered swap dealer is required to provide to US- Person counterparties when entering into swap transactions. If you are an agent, you are being sent this notice on behalf of all accounts, clients, funds, investors and/or other principals that you represent and that are US- Person counterparties of Deutsche Bank. Thanks & Regards, DF Protocol Dodd Frank — Regulatory Operations EFTA01417001