Subject: RE: RMS [I] From: Vahe Stepanian ‹ > Date: Wed, 12 Jul 2017 16:33:08 -0400 To: Chris Maxmin Cc: Stewart Oldfield <MMII M> Classification: For internal use only We haven't traded with this counterparty in a while, so it doesn't surprise me that their DF protocol is not up to date. I'll relay to the client. Thanks for checking. Best, Vahe From: Chris Maxmin Sent: Wednesday, July 12, 2017 4:30 PM To: Vahe Stepanian ‹ > Subject: RE: RMS [I] Classification: For internal use only They are not approved on our platform They show Ceiling of 40mm usd However, Dodd Frank protocol is not up to date with us However, they may have redone their DF Protocol w/Global markets They also show having zero open positions in GEMS From: Vahe Stepanian Sent: Wednesday, J To: Chris Maxmin < Cc: Stewart Oldfield EFTA01409731