Subject: FW: Southern Financial [I] From: Richard Iarossi Date: Wed, 10 Oct 2018 14:44:37 -0400 To: Bradley Gillin ‹ > Classification: For internal use only Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday, September 26, 2018 6:02 AM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi ; Mayur Rathod Subject: RE: Southern Financial Importance: High Hello Stewart, ; Alka Babu We have some good news in that regard. We have had 2 KYC's (01977698 & 01946825) which got approved in this past week. These cases cover high risked accounts Prytanee, LLC, , Neptune, LLC & Butterfly Trust. We are in the process of submitting more cases on top of cases already EFTA01408051