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EFTA01404299

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ISDA preliminary requirements: 1) New Account Forms (PWM Account) — n/a 2) Name of Counterparty - 3) Authorized trading persons (email, phone and fax) — Jeffrey Epstein: • ' mail.com <mailto:[email protected]>, 4) Primary contact with regards to documentation (email, phone and fax) — Harry Beller: (212) 971-1508 Jeffrey Epstein: jeevacation mail.com <mailto:[email protected]>, 5) 2 years of financial statements (audited preferred) - 6) Ownership Structure and Purpose Southern Trust Company Inc is the sole member of Southern Financial and Jeffrey Epstein is the sole shareholder of Southern Trust 7) Bank Statements (if client does not hold a lot of assets with DB) Preliminary Background Information: ***Documents should be less than a year old, if possible Legal Name and Address of account Southern Financial LLC 6100 Redd Hook Quarter, B3 St. Thomas 00802 Virgin Islands (U.S) Account contact email, telephone number, fax number — iiiiiii Epstein: [email protected] <mailto:[email protected]>, 3) Trading Capacity (as Agent or Principal) - 4) Nature of Business — This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Epstein's personal wealth and invest in different ventures. This company invests in real estate, equities, commodities, etc and gets its revenue from the gains it makes in these investments. It is a company formed to invest the assets of Mr. Epstein 5) If trading as Agent/Investment Manager, we will need to know the Legal Entity Names of the Managed (sub) Accounts — 6) US Tax ID Number for US Domiciled Accounts - 66-0799192 7) Corporate Resolution Letter / Certificate of Incorporation / Certificate of Limited Partnership — EFTA01404299

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