Subject: RE: KYC remediation [I] From: Davide-A Sferrazza Date: Thu, 28 Feb 2019 10:50:17 -0500 To: Nina Tona Ian Salters Cc: Bill King Classification: For internal use only {cid:[email protected]} Cohen — Josh I Belford — I do not see anything setup in dbCAR (would be Billy) Euro-Partners Fund — Josh Guy Wyser-Pratte — Josh Southern Financial — In process of being offboarded (would be Martin) Lamia — Billy/Martin Vanguardia — Billy/Martin From: Nina Tona Sent: Wednesday Februar 27 2019 10:28 AM To: Ian Salter Cc: Bill King • ; Davide-A Sferrazza Subject: RE: KYC remediation [I] Classification: For internal use only Ian — I have added the below to our SharePoint tracker, to also include Bill's. @Davide- please advise who in IWP will be responsible for ours. EFTA01400058